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In
all the rich variety of the world of knives, few are as distinctive as
the Scottish Dirk. In its current form, the dirk is a massive piece of
male jewelry, mounted in gold or silver, capped with semi-precious
stones and worn with the kilt as part of formal evening dress. Like the
Scot who wears it, however, the dirk had both humble and violent
beginnings.
The first true dirks appeared in the early 1600's,
evolving from the medieval ballock dagger. The ballock dagger was a
stabbing weapon, designed to pierce armor, with a heavy, sharply-pointed
blade and a handle in the form of an erect penis with the testicles
forming the ballocks, protective bulges between the handle and blade. In
polite company, these were sometimes called kidney daggers.
The first Scottish Dirks retained the ballocks between
the handle and blade but developed a wide, flaring pommel capped by a
circular brass disk. The handle was carved of ivy root or boxwood root,
usually cylindrical in shape, with grooves or one or two bands of Celtic
knot work carved around it. The blade was 12-13 inches long, thick,
heavy and triangular in both profile and cross-section. Visitors to the
Highlands during this period commented on how thick the dirk blades were
and how sharp the single edge was kept. Quickly, the entire surface of
the handle began to be richly carved with deep Celtic interlace
patterns.
At first glance the large, flaring, disk-topped pommel
looks awkward; but it served a purpose. When carrying the targe and
dirk, the flared pommel helped prevent the dirk from being knocked from
the clansman's hand in the shock of combat, when the targe was receiving
blows. Under these circumstances, the shape of the pommel made sense.
This early dirk, made throughout the 1600's, was carried
in a leather sheath, usually worn in the front center, with the point
dangling between the legs. It frequently had a single
"by-knife," or utility knife with a five or six inch blade,
carried in a pocket on the outside of the sheath. Along with a spoon,
the by-knife was the Highlander's primary eating utensil. Forks did not
come into common usage until the late 1600's.
The tactics used in the battle described above worked
well, even against great odds, until the fateful Battle of Culloden in
1746. There Bonnie Prince Charlie mismanaged the Highlanders; and the
clans were shattered, along with Scotland's hope for independence.
In the meantime, the dirk continued to evolve. It became
the equivalent of the American Bowie Knife, what today we would call a
camp knife. Firearms made body armor obsolete so there was no longer any
need for the heavy, sharply-tapered point. By 1700 a broader but thinner
spear point, more suited for general-purpose cutting, became the norm.
The single by-knife was reduced in size to around a four inch blade, and
a matching two tined fork was incorporated into the sheath. Initially
this eating knife and fork were mounted side-by-side in the sheath, with
their handles just below the handle of the dirk. Later, however, the
eating knife and fork were moved one above the other on the outside of
the dirk sheath.
The form of the dirk also changed. The thinner blade
allowed dirks to now be made from ground-down sword blades, which meant
that for the first time the average dirk blade had one or more fullers,
the grooves sometimes called "blood grooves." The ballocks
lost their bulbous character and became gently tapered haunches. The
handle lost its cylindrical form and became more curved and
hand-filling. It was still deeply carved with knot work; but the large
disk pommel cap was slowly reduced in size and began to be formed over
the edges of the wooden pommel, better protecting its edge from damage.
The Highland clans had been broken at Culloden in 1746.
All weapons had been forbidden to the Highlanders, and even the bagpipes
were classed as a weapon of war. To be caught wearing a kilt or tartan
in any form brought a harsh and automatic sentence. However, the English
bowed to the obvious--the Scots were a tough, combative people and good
fighters. The dirk, kilt and targe lived on in the Highland regiments
which began to be formed in the English Army. One regiment which rapidly
became famous was the Black Watch, which fought successfully in America
during the French and Indian War of the 1750's.
In the American colonies, Scots (and dirks) were in
plentiful supply. During the Revolutionary War, they fought in large
numbers for both sides. By now the form of the dirk had stabilized. It
had a single-edge, spear-point blade 10 « to 13 inches long and a knot work-carved
handle, sometimes with decorative metal pins carefully placed in the
interlacing of the carving. The thin brass disk on the pommel had
developed into a full pommel cap, still circular in design; but since
the targe was no longer used, it was now reduced to a proportion more in
keeping with the size of the handle. To properly support the by-knife
and fork, now mounted one above the other, the sheath was reinforced
with a wooden lining.
In 1782 the English proscription against Highland
weapons and dress was repealed. In the early 1800's, Sir Walter Scott's
novels, such as Ivanhoe, romanticized the age of chivalry. Being a Scot
himself, Sir Walter wrote a series of novels based on the Highlander, in
which he contrasted the simple code of honor of the Highlander with the
political deviousness of the Lowland Scot and the English. By the dawn
of the Victorian Age, he and other less well-known writers transformed
the poverty-stricken Highland Clansman into a romantic figure in the
same way the dime novelist transformed the American cowboy into a hero.
Even today, males of the British royal family often wear kilts while in
Scotland at Holyrood Palace or Balmoral Castle.
It was during this period that the dirk became an item
of jewelry. Beginning about 1800, the dirk began a transformation. The
blade retained its traditional size and shape, but the hilt began to
assume some totally impractical forms. Some looked like three balls
stacked one upon the other, others took an extreme thistle shape, with
the handle at the base of the pommel ridiculously small in diameter.
Others retained more traditional and practical shapes. However, almost
all began to be highly decorated. The bold knot work carving degenerated
into a shallow basket weave pattern, with the emphasis now on the large
metal pins at the corners of each panel. Pommels remained large and
became highly decorated with engraving and/or three dimensional
castings. Some were hollow to hold snuff; and many began to be mounted
with agates or "cairn" stones, smoky quartz or citrines from
the Cairn Mountains of Scotland. They were no longer made only by clan
smiths in the Highlands, but by prominent cutlers in Edinburgh and
Glasgow, and ultimately by famous names in England such as Wilkinson
Sword.
As the Scottish revival grew, some of the ostentatious
wealth that had Britons building replica 1400's castles in the Highlands
and huge country manor houses in England began to be applied to the
dirk. Most were mounted in coin or sterling silver, and some in gold.
Handles were now carved from ebony or ivory; and although the carving
had lost its vitality, it was still studded with gold or silver pins.
Semi-precious stones, citrine or amethyst, were in the pommels of dirk,
knife and fork. To show off the stones to better advantage, they began
to be tilted outward. For those who could not afford real stones, fakes
were made of colored glass or cut crystal backed by various colored
metal foils. Toward the end of the romantic period, from 1890 until the
First World War, some dirks had the entire handle formed from a single
faceted citrine crystal; and the mounts and sheaths were solid silver.
A businessman dressed in a kilt in Edinburgh today is
wearing much the same suit of clothing that was worn in 1700. The dirk
is still made and worn, along with the sgian dubh, or stocking knife.
However, now it seems to be of two classes. One is sold in Scottish
shops for prices ranging from $200-$800. The cheapest of these have
handles and stones cast in plastic, and the mounts are pewter castings
plated with nickel or gold. The better ones are rather plain, usually
without by-knife or fork. The mounts are undecorated sheet sterling
silver, and the handles are blackwood carved in non-traditional floral
patterns by craftsmen in India. The pommel stones are often paste.
The other class of modern dirk is crafted by a custom
maker. They are almost never seen in stores, even in Scotland. They
offer a wide variety of styles, but even the cheapest is expensive.
Depending on the complexity of the pattern, the layout and carving of
the handle can take one to four days; and even the making, polishing and
installation of the pins in the carving can take a day.
This is multiplied by the fact that there are usually
four components: dirk, by- knife and fork, and a complex wood lined
sheath. Frequently there are six components, when the sgian dubh and its
sheath are added, which are often ordered "en suite" with the
dirk. The entire set invariably becomes a family heirloom, and is rarely
resold.
A great deal of work goes into shaping and engraving the
mounts, whether of brass or sterling silver. If stones are desired, the
costs go even higher. A faceted round citrine or amethyst 1 1/8 inch in
diameter, about minimum for a dirk pommel, will run about 100 carats,
and one of average size, about 1 3/8 inches, will weigh 130 carats.
Depending on the quality, these stones will cost from 9 to 15 dollars
per carat, and they are hard to find in these large round shapes.
Like the kilt, the dirk is unique in western culture.
Although it comes in an infinite variety, it has always been instantly
recognizable as a Scottish Dirk. It differs from other large sheath
knives in that it has been in continuous use and wear since the early
1600's. After all, where else in western society is it considered high
fashion to stroll into a formal dinner dance wearing a knife with a 13
inch blade?
This article originally appeared in The Highlander magazine
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